Regulation

Dawn DeBerry Stump
Regulation

Regulation: principles rather than prescription

Published: Oct 2019
Dawn DeBerry Stump, Commissioner, Commodity Futures Trading Commission, shares the CFTC's standpoint on regulating the financial markets: principles are preferred to prescription.
Regulation

The WFE asks the FCA not to ban the sale of crypto derivatives to retail investors

Published: Oct 2019
The WFE has asked the FCA not to ban the sale of crypto derivatives to retail consumers while supporting the regulator’s desire to better protect vulnerable consumers.
Regulation

The WFE highlights competitive issues to ESMA regarding market data & consolidated tape

Published: Sep 2019
The WFE published a letter in response to the European Securities and Markets Authority’s (ESMA) consultation paper on prices for pre- and post-trade data and the consolidated tape for equity instruments.
Regulation

The WFE proposes improvements to CFTC’s non-US CCP supervision proposals

Published: Sep 2019
The WFE has proposed improvements to CFTC’s non-US CCP supervision proposals.
News & Views

The WFE responds to FCA’s Guidance on Cryptoassets

Published: Apr 2019
The WFE has responded to the FCA's Guidance on Cryptoassets.
News & Views

The WFE welcomes FATF recommendations to identify users of virtual assets

Published: Apr 2019
The WFE responded to Financial Action Task Force (FATF) recommendations on mitigating risks associated with virtual asset service providers (VASPs).