Regulation

News & Views

WFE letter to CVM on market infrastructure competition in Brazil

Published: Jul 2020
WFE letter to CVM on market infrastructure competition in Brazil
Anat Guetta
News & Views

Technology and innovation in the start-up nation's capital market

Published: Jun 2020
Anat Guetta, Chairwoman, The Israel Securities Authority (ISA)
Mohamed Farid Saleh
Emerging Markets

On circuit breakers, price limits, volatility curbing: truth or myth?

Published: Jun 2020
Mohamed Farid Saleh, PhD, Executive Chairman, The Egyptian Exchange (EGX) President, The Arab Federation of Exchanges (AFE)
Regulation

The World Federation of Exchanges responds to two European Commission consultations

Published: Mar 2020
The World Federation of Exchanges responds to two European Commission consultations: one on crypto assets, and one on digital resilience.
Regulation

The WFE establishes benchmark for Enterprise Risk Management

Published: Feb 2020
The WFE has published a benchmarking paper examining the organisational structures for enterprise and operational risk within market infrastructures (MIs).
Dawn DeBerry Stump
Regulation

Regulation: principles rather than prescription

Published: Oct 2019
Dawn DeBerry Stump, Commissioner, Commodity Futures Trading Commission, shares the CFTC's standpoint on regulating the financial markets: principles are preferred to prescription.
Regulation

The WFE asks the FCA not to ban the sale of crypto derivatives to retail investors

Published: Oct 2019
The WFE has asked the FCA not to ban the sale of crypto derivatives to retail consumers while supporting the regulator’s desire to better protect vulnerable consumers.
Regulation

The WFE highlights competitive issues to ESMA regarding market data & consolidated tape

Published: Sep 2019
The WFE published a letter in response to the European Securities and Markets Authority’s (ESMA) consultation paper on prices for pre- and post-trade data and the consolidated tape for equity instruments.
Regulation

The WFE proposes improvements to CFTC’s non-US CCP supervision proposals

Published: Sep 2019
The WFE has proposed improvements to CFTC’s non-US CCP supervision proposals.